David W. House has over 25 years of experience in the financial services industry, with expertise in investment banking and capital markets transactions, mergers and acquisitions, advisory services and management, new issue and secondary fixed income securities, and broker dealer management.
Previously at CG Capital Markets, he was responsible for oversight of all operations functions, technology initiatives and lead the organization’s daily risk management effort.
Prior to that, House held the position of Managing Director at Capital Guardian, LLC, where he led the operations, technology and risk management for the company’s Fixed Income Group. During that time, he orchestrated a spin-off of that arm into its own registered broker-dealer entity.
From 2009 to 2012, House was responsible for a team of 15 direct reports that sold $4.33 billion in fixed income securities, including $405 million in New Issue Structured Products and $2.44 billion in New Issue Agency Debentures at JVB.
He previously served as Director of Sun American Wealth Management, the Investment and Insurance Division of Sun American Bank, a South Florida publicly traded bank with 15 branches.
House holds Series 7, 24, and 66 securities licenses.